Illinois Office

References

  
   References & Relationships

Banking:

Union Bank of California
1090 Bayside Drive
Newport Beach, CA 92660
    

Auditors:

          KMJ Corbin & Company, LLP
          555 Anton Blvd,

          Suite 1000

          Costa Mesa, CA 92626


  

Clearing Agents - Domestic:

Merrill Lynch/Broadcort
New York, NY 10038

UBS Securities, LLC
Stanford, CT 06901
 

Clearing Agents - International:

Bear Stearns International Portfolio Trading

New York , NY

 

Citigroup Global Markets

New York , NY 10013

 

Credit Suisse

New York , NY

 

HSBC Securities 
New York , NY 10005  

 

Instinet

New York , NY 10036

 

Merrill Broadcort Capital 
New York , NY 10038  

 

UBS Securities, LLC
Stamford , CT 06901

 

Dealer Relations: 

(Representative Listing)
UBS Securities
Merrill Lynch Securities
Morgan Stanley and Company
Bank of America Securities 
Credit Swiss Securities
HSBC Securities
Deutsche Bank Securities
Goldman Sachs
JP Morgan Chase

 

     

Asset Manager Relationships: 

Domestic Managers:

(Representative Listing)  

Ariel Capital Management, LLC.

Alliance Bernstein Investment Management

Batterymarch Financial Management

Brown Capital Management

Delaware Investment Advisors

Denver Investment Advisors

First Quadrant

Mellon Capital Management

State Street Global Advisors

The Boston Company

UBS Global Asset Management

Western Asset Management


  

International Managers

(Representative Listing)  

Arrowstreet Capital

Ballie Gifford & Co.

Bank of Ireland Asset Management

BlackRock Inc.

Capital Guardian Trust Company

Delaware Investment Advisors

Fidelity Investments

Fiduciary/Franklin/Templeton

Lazard Asset Management

Nicholas-Applegate Capital Management

Oechsle International Advisors

Schroder Investment Management

State Street Global Advisors

UBS Global Asset Management

 

*Additional references available upon request.

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