About Us


Founded by Walter M. Mischler, a West Point Graduate and Disabled American Veteran (service connected, Active duty 1969-1974, decorated), Mischler Financial Group is a FINRA/SEC Broker-Dealer specializing in Conservative investments for Institutional clients on a global basis.

Mischler Financial Group is certified as a “Service Disabled Veteran Business Enterprise” and a “Small Business” by the Department of General Services Office of Small Business Certification and Resources, the California State Treasures office and various other Governmental Agencies throughout the United States.

Mischler Financial Group has long standing relationships with most of the major securities firms on Wall Street and has access to virtually all investment grade securities.

Mischler Financial Group clears all trans­actions on a fully disclosed basis through a primary dealer, which provides an added element of protection to client’s funds and securities.

Mischler Financial Group serves a broad client base including state and local govern­ments, financial institutions, insurance companies, hospitals, universities, private and public pension funds. We understand and support the special needs of investment professionals of all types including domestic and international asset managers.

Mischler Financial Group can help both public and private entities satisfy any state or federal mandates regarding “Disabled Veteran Business Enterprise” and “Small Business” goals/requirements by offering value added services in the financial services sector.

Additional Information:

DVBE Certification
References and Relationships
A Letter From Walt Mischler
Small Business Certification

Compliance Information:

Business Continuity Plan
Customer ID Program Notice
Privacy Policy
State and Public Pension Fund Investment Protection Principles

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